Solicitation Policy

Solicitation policy based on the Act on Sales, etc. of Financial Instruments.

  • 1.
    We will endeavor to solicit products that are suitable for our clients' knowledge of financial products, investment experience, asset status, and investment objectives.
  • 2.
    We strive to provide various types of information (product outline, risks, and etc.) to support our clients' appropriate investment decisions.
  • 3.
    In soliciting products, we will conduct solicitation activities at times, places, and methods that suit clients’ convenience.
  • 4.
    We will strive to respond to customer inquiries and requests in a prompt and appropriate manner.
  • 5.
    We will comply with the Act on Sales, etc. of Financial Products, the Financial Instruments and Exchange Act, and other relevant laws, regulations, and rules.

SBI Investment Co., Ltd.